Professional Comment

Mandatory Vaccine – What Will It Mean for a Sector Which Is Already Reeling From the Pandemic and the Continuing Impact of Brexit?

By Kevin Poulter, partner at law firm Freeths LLP (

Mandatory vaccines for care givers has divided opinion both within the health and social care sector and across the country. The new law, due to take effect in November, is already subject to judicial review, but regardless of the outcome, what will it mean for a sector which is already reel- ing from the pandemic and the continuing impact of Brexit?

Following a sector wide consultation in the Spring and the introduction of similar laws

across Europe and beyond, in July the Government passed the Health and Social Care Act 2008 (Regulated Activities)(Amendment)(Coronavirus) Regulations 2021 into law. The Regulations require all CQC-regulated care homes in England providing accommodation for individuals who need nursing and personal care, to allow entry to the premises, only to those who can evidence that they have received a complete course of an authorised COVID-19 vaccine, unless exempt. This is a very broad requirement capturing all staff (temporary, permanent, agency, volunteers) over the age of 18 as well as adults who need to enter the care home to deliver services (such as tradespeople) or deliver close personal care to the residents (including physiotherapists or hairdressers). There is an annual review built into the legislation, requiring the Secretary of State to consider whether mandatory vaccines remain necessary and whether there would be other means of achieving the policy purpose.


The obligation and responsibility to implement the Regulations falls to each care home, meaning that checks will have to be made and records kept from the implementation date on 11 November 2021. Failure to do so could lead to claims that the home has failed to provide safe care and treatment, significant fines and even the permanent closure of a home.

The introduction of the Regulations has left little time for care homes to prepare. With the exemptions to this mandatory vaccine requirement being extremely limited, those providers who have not already started conversations with their workforce about needing COVID-19 vaccines are already on the back foot. In order to meet the deadline, workers must have received a first vaccine dose by 16 September 2021.


The list of exemptions is limited. Within the guidance, clinical exemptions will be restricted to individuals who have an allergy or condition that serves as a reason not to administer the vaccine. Visiting family and friends, under 18s, emergency services and people undertaking urgent maintenance work in the care home are also exempt.

However, a last-minute change in policy on 15 September 2021 has introduced a 12-week period during which workers are permitted to self-certify that they are exempt from receiving the vaccine. This fills a gap until a new vaccine passport is developed and launched by the Government. The limited medical grounds for the temporary exemption include examples such as those:

• Receiving end of life care where vaccination is not in the individual’s interests.

• With learning disabilities or autistic individuals, or with a combination of impairments which result in the same distress, who find vaccination and testing distressing because of their condition and cannot be achieved through reasonable adjustments such as provision of an accessible environment.

• With medical contraindications to the vaccines such as severe allergy to all COVID-19 vaccines or their constituents.

• Who have had adverse reactions to the first dose (e.g. myocarditis).

Short-term exemptions also include those on certain medications or who are pregnant, which, in a largely female dominated workforce may provide some additional relief to both providers and workers.


Despite this, the long-term impact on the sector is uncertain. The Regulations are subject to judicial review on a number of grounds; these include the incompatibility of the Regulations with existing laws that prohibit the enforcement of mandatory vaccines, a failure to consider the efficacy of alternatives to mandatory vaccination, the resultant staffing shortages, the discrimination risks and potential human rights infringements.

However, it is doubtful that the requirement for staff to be vaccinated will be changed, not least because of a new consultation seeking to make the COVID-19 and potentially the flu vaccine mandatory for all front-line healthcare workers, including those in the NHS.


In the unlikely event that the Regulations are repealed, there will still be commercial and legal pressures on care homes and healthcare providers to demand that employees are vaccinated. Live in care agency Elder has reported that 63% of customers would feel uncomfortable being looked after by an unvaccinated carer, or having an unvaccinated carer look after a loved one. It is also the case that some employees may feel unsafe if working in an environment they consider to be unsafe. If there is a risk that residents and service users will seek alternative providers, and employees look to work elsewhere (for example, homes outside of England and other sectors such as hospitality and retail which offer increasingly competitive pay and high numbers of job vacancies), an employer may have little alternative but to mandate vaccines to meet customer and colleague demands.

Employers should also anticipate a number of formal and informal grievances from employees; both from those who do not want to receive the vaccine and those who have concerns about working along- side unvaccinated colleagues. Considering a home’s policy on these issues at an early stage and communicating that policy should avoid some of the pressure of being forced into making difficult decisions within the grievance process.

So, what should a provider be doing now to prepare for the next few months and beyond?

Update employment documents – Ensure job adverts, offer letters, contracts of employment and associated policies and procedures are amended to reflect the requirement that all staff must be vaccinated.

Existing staff – Consider how you will deal with existing unvaccinated staff who remain unwilling to comply with the requirement to be vaccinated. It’s likely that you will need to enter into a period of consultation with each unvaccinated employee and to consider what, if any, alternative work may be available outside of a home.

Consider data protection obligations – Care homes will be required to keep records of vaccination or medical exemption status and will need to ensure that these records are available for inspection by the CQC. Privacy statements for employees and others will also need to be updated.

Contractors – Consider how you will ensure that third parties attending your premises to deliver services, maintenance or personal care are vaccinated; update policies and contracts as necessary.

The next few months and years are likely to remain as tumultuous as they have been for the care sector. Those who prevail will do so with a loyal and dedicated workforce founded on trust and good communication.